Posted by Vision-FS Recruitment • £35K/yr to £40K/yr
YOUR NEW COMPANY
Our client is a leading North West-based financial wellbeing and retirement specialist, working with hundreds of businesses across the private and public sector by offering their staff financial education, guidance and regulated financial advice.
Salary/Package: Up to £40,000 (depending on experience), annual bonus, 25 days' annual leave, pension (6% employer/3% employee), PMI, study support, income protection
Our client, a highly successful firm operating in the wealth management space, are looking for a Regulatory Consultant to assist in providing Compliance support to a list of directly authorised businesses.
Prepare and deliver comprehensive and practical Compliance Support Services, support to clients need and objectives, to assist with the delivery of good customer outcomes.
Key Responsibilities
The role of the Regulatory Consultant will be to support the Compliance function in the delivery of the following requirements:.
Posted by Vision-FS Recruitment • £28K/yr to £33K/yr
Based at the firm's brand new offices in Liverpool city centre, the Compliance Consultant's role will be to provide an effective and professional governance, advisory & oversight service - measuring compliance with UK regulations particularly in line with the FCA Conduct of Business Sourcebook, HMRC, ICO legislation.
As the company continues to grow, a requirement has arisen for an office-based Compliance Consultant to join its rapidly-expanding Compliance team.
Our client is a leading financial wellbeing and retirement specialist, working with hundreds of businesses across the private and public sector by offering their staff financial education, guidance and regulated financial advice.
Posted by Vision-FS Recruitment • £28K/yr to £35K/yr
Based at the firm's brand new offices in Liverpool city centre, the Compliance Consultant's role will be to provide an effective and professional governance, advisory & oversight service - measuring compliance with UK regulations particularly in line with the FCA Conduct of Business Sourcebook, HMRC, ICO legislation.
As the company continues to grow, a requirement has arisen for an office-based Compliance Consultant to join its rapidly-expanding Compliance team.
Our client is a leading financial wellbeing and retirement specialist, working with hundreds of businesses across the private and public sector by offering their staff financial education, guidance and regulated financial advice.
We are currently seeking a Compliance Specialist to join our client's Legal and Compliance team.
As a Compliance Specialist, you will play a crucial role in providing specialised support across various areas of expertise.
This includes working collaboratively with stakeholders to prepare for audits, assisting with customer questionnaires, managing incidents, and conducting policy reviews.
Posted by Davies Talent Solutions • £40K/yr to £50K/yr
General
Davies is currently working with a Research and Consultancy firm that is seeking a dedicated Compliance Manager to join their team.
Role Overview
As a Compliance Manager, you will be instrumental in ensuring the organisation's compliance with regulatory requirements and industry standards.
Your key responsibilities will include developing and implementing compliance programs, conducting risk assessments, and fostering a strong compliance culture within the team.
Posted by Access Appointments Consultancy Limited • £50K/yr to £65K/yr
The company is an internationally operating corporate providing financial related services, this is a new role and suitable for those who has got solid and tracked experience within compliance/regulatory area within finance.
A great opportunity has risen for an experienced Compliance and Internal Control Manager in financial sector.
Due to the nature of the role, Japanese language is mandatory for this role.