An exciting opportunity has arisen for a dedicated Compliance officer to join a leading independent wealth and asset management firm.
This role is based in the heart of London, offering an 18-month fixed term contract.
The successful candidate will be part of a dynamic team that manages the assets of some of the world's largest institutions, financial intermediaries and their clients.
My client is a Global and Lloyd's Market Insurance business and they are recruiting for an experienced Compliance Officer to support the Senior Compliance Officer(s) responsible for Financial Crime, Advisory and Monitoring.
The individual will provide subject matter expertise and advice on financial crime; sanctions and licensing matters as well as support the monitoring function and provide guidance where needed.
Regarding AML/CFT, conduct risk, complaint, fraud, CASS, customer duty, etc.
Familiar with banking products and services and can independently formulate or revise relevant department policies and procedures, Experience in handling customer complaints; Have experience in CoP project or payment processing and be able to assist in interpreting regulatory requirements and completing CoP project testing and production
The Skills You'll Need: English fluent, Be familiar with the requirements from regulatories (FCA, PRA, BOE, etc.)
Based in the compliance onboarding team of a global broking organisation we are looking for someone with five years KYC and AML experience within the financial markets.
It would be highly preferred that you have a background on-boarding both Clearing and Execution clients within the exchange traded futures and option arena.
Duties and Responsibilities
Responsibilities include, but are not limited to:.
Our client, a law enforcement organisation, is seeking an Executive Assistant to join their team on a fixed-term contract of 6 months (pending clearance).
As an Executive Assistant, you will provide invaluable support to two managers, ensuring their day runs smoothly from start to finish.
The role pays £14.50 per hour and you will be able to apply for the role on a permanent basis whilst in post, which will also be advertised externally.
Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities.
Hybrid 3 days in the office
Major Duties
Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across all applicable entities and compliance programme requirements.