This position provides administrative and operational support to ensure efficient and effective oversight activities.
The Compliance Administrator plays a crucial role in assisting the Third-Party Oversight Manager in managing the oversight process of Appointed Representatives (ARs), Introducer Appointed Representatives (IARs), and other third-party distribution relationships.
Working under the overall direction of the Director, Corporate Compliance Assessment, fulfill the second line of defence mandate with respect to compliance oversight by providing independent assessment, review, testing and validation of compliance related controls operating across Canada Life UK business.
General
Canada Life UK looks after the retirement, investment and protection needs of individuals, families and companies.
We help to build better futures for our customers, our intermediaries and our employees by operating as a modern, agile and welcoming organisation.
The Independent Nuclear Oversight (INO) Group, within the Assurance Directorate, provides compelling advice and regulatory interface on nuclear safety, radiological safety, radioactive waste management and assurance of compliance with legal and contractual requirements.
As an Independent Peer Review Manager, you'll have a role that's out of the ordinary.
We have an excellent opportunity to work for our Devonport based client to create a safe and secure world and to join them, you can play your part as an Independent Peer Review Manager.
Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology.
With over 6000 employees, it supports 37 million people in 120 countries.
EQ's vision is to be the leading global share registrar, offering complementary services to its client base and our values set the core foundations to our success.
Internal Regulation are responsible for providing relevant, objective and independent assessments of safety performance throughout the organisation to its senior leaders - this varies from plant and corporate level leaders, up to the Executive Board of Directors and our External Regulators.
We are looking for an inquisitive, mindful and independent Senior Internal Regulator to join the Internal Regulation Surveillance team specifically covering projects.
A successful candidate will need to be able interact effectively with all areas of the business and be able to challenge and interact diplomatically and be a great team player.
Governance ManagerHybrid / Birmingham Office 2 days per week
As the Governance Manager, you will ensure decision making in the Commission is well managed, delivering support for the Commission Board, Committees, and Executive Team, and advice and guidance on key policies and processes.
Posted by London Stock Exchange • £20K/yr to £100K/yr
ABOUT US
LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business.
With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs.
We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect from us.