Posted by Focus Search and Selection • £45K/yr to £60K/yr
The Day-to-ay
Evaluate prospective client objectives, portfolio holdings, time-horizon, cash flow needs, and financial situation to determine a suitable asset allocation recommendation.
The Opportunity
The Paraplanner under our clients New Business team analyses prospective client portfolios to provide regulated advice on areas such as pension transfers, bond surrenders, investment taxation and structure suitability.
Reporting to your Team Leader, in this role you will be expected to formulate asset allocation recommendations, and write suitability reports.
The role will oversee the onboarding KYC/KYB processes and the continuous monitoring of all these relationships, ensuring legal and ethical integrity.
Baanx/CL provides crypto-enabled card and lending services to retail customers in partnership with various large corporate partners.
To lead the global team of compliance professionals and legal experts at Baanx/CL, ensuring the company's continued growth, innovation, and compliance across all relevant regulatory jurisdictions.
Posted by Centre People Appointments • £50K/yr to £65K/yr
MAIN RESPONSIBILITIES
Provide a pro-active and re-active day-to-day advisory service in relation to compliance and regulatory requirements, internal policies and procedures, best practice guidelines and reputational matters which impact and related affiliate entities.
General
TYPE: Permanent, full-time
A large international financial services company is looking for a Japanese speaking Compliance and Internal Control Manager to join their London office.