£80K/yr to £150K/yr
London, England
Permanent, Variable

Regulatory & Compliance Legal Counsel - Fintech or Crypto Focused

Posted by Consult RPM Ltd.

Role Purpose

To lead the global team of compliance professionals and legal experts at Baanx/CL, ensuring the company's continued growth, innovation, and compliance across all relevant regulatory jurisdictions. Baanx/CL provides crypto-enabled card and lending services to retail customers in partnership with various large corporate partners. The role will oversee the onboarding KYC/KYB processes and the continuous monitoring of all these relationships, ensuring legal and ethical integrity.

Duties and Responsibilities

Compliance Duties:

  • Enforce policies and implement programs to ensure the company's legal and ethical integrity.
  • Ensure all teams adhere to national and international laws and regulations.
  • Develop and execute long-term and short-term plans to prevent illegal activities.
  • Conduct interviews and surveys to ensure compliance among staff, employees, and consultants.
  • Investigate compliance issues and discover their root causes.
  • Perform research to stay informed about environmental standards and regulatory changes.
  • Educate employees and partners on compliance improvements through documentation and brochures.
  • Improve auditing processes to quickly resolve or prevent compliance issues.
  • Host meetings to address employee concerns regarding ethical and compliance matters.
  • Motivate employees to exceed compliance standards for operational efficiency.
  • Lead and help design programs that improve compliance.

Legal Duties:

  • Draft, review, and negotiate various types of commercial agreements.
  • Conduct legal research and analysis to support business decisions.
  • Identify and mitigate legal risks in business operations.
  • Provide legal advice on disputes, litigation, and commercial transactions.
  • Collaborate with internal stakeholders to ensure compliance with laws and regulations.
  • Represent the company in negotiations with clients, suppliers, and other parties.
  • Stay updated on changes in laws and regulations relevant to commercial activities.
  • Provide legal advice and guidance on defending against individuals or entities attempting to harm the company or its CEO.

Skills and Qualifications

  • Strong knowledge of commercial law principles and practices.
  • Leadership skills in advising the C-Suite on legal matters.
  • Ability to be flexible and adaptable in handling various legal issues, questions, documents, and problems.
  • Willingness to work flexible hours and the ability to manage work from home.
  • Ability to learn new laws and regulations rapidly, or to seek external counsel when necessary.
  • Excellent negotiation and communication skills.
  • Attention to detail and ability to analyze complex legal issues.
  • Ability to work independently and manage multiple tasks simultaneously.
  • Strong problem-solving and decision-making abilities.
  • Proficiency in legal research and drafting legal documents.
  • Ability to build effective relationships with internal and external stakeholders.
  • Confidence to manage high-profile deals and partnerships within the sector.

Additional Requirements

You may be a lawyer qualified in the UK, US, Russia, Europe, Asia, or elsewhere.

You do not need to be an SCA registered lawyer, but it is a plus.

The role can be filled by individuals with varying levels of PQE (2 years to 20 years).

This combined role is designed to ensure that Baanx/CL not only meets but exceeds regulatory and legal standards, fostering an environment of innovation and compliance in the rapidly evolving fintech and crypto space.