Risk and Compliance Executive
£28,000 - £32,000
Sheffield
Full Time, Permanent
About the business:
CRA Consulting are working with one of our clients to secure a Risk and Compliance Executive to join their Compliance Team. As a Risk and Compliance Executive, you will report into the Compliance Team Manager with responsibility for risk and compliance monitoring and resolution.
If successful, you will perform the following role as a Risk and Compliance Executive
- Serving as a confidential point of contact for all staff to seek clarification on issues of compliance
- Serving as a point of contact for data protection and AML compliance, ensuring the business meets the requirements of the DPA 2018 and AML 2017
- Working with the In-House training team to develop data protection and AML training for staff alongside the Compliance Team Manager, as part of induction and refresher training
- Reviewing data protection/AML policies and guidance documents to ensure they are up to date with any future changes, and training those changes out to the business
- Processing requests and complaints from data subjects e.g., Subject Access Requests, Right to Erasure/Rectification
- Analysing data protection breaches, preparing reports, and notifying the COLP/COFA/MLRO/MLCO/DPO as necessary. Where necessary, liaising with the Information Commissioner's Office
- In terms of regulatory compliance, supporting the Compliance Team Manager in the review of compliance policies and procedures
- Assisting the Compliance Team Manager with specific investigations, as appropriate
- Monitoring and considering the impact of regulatory and legislative changes, identifying any gaps and being proactive to address those gaps
- Providing input into business and strategic decisions from a compliance perspective
- The recording and analysing of compliance failures, reporting breaches to the COLP and COFA
- Supporting the Compliance Team Manager in dealing with the firm's annual office insurance renewals
- Supporting the Compliance Team Manager in dealing with the annual SRA practicing certificate renewals, and firm authorisations as required
Benefits:
- Monday to Friday, can offer 100% office based or a hybrid based working arrangement
- 25 days per year + Bank Holidays
- Opportunities for you to progress and develop further in your career
- Healthcare cash plan
- Pension Scheme
- Additional Annual Leave entitlement for long service
To apply, you will be required to meet the following criteria:
- Experience in Risk and Compliance within a legal environment is essential
- Planning, organisation, and prioritisation skills with the ability to work to tight deadlines
- Excellent organisational, communication and time management skills
- Strong analytical skills with a pragmatic problem-solving approach
- Excellent communication skills, both written and oral
- Ability to remain calm, controlled, and resilient when under pressure
How to apply:
If this role is of interest please click the apply button or alternatively contact Alastair Pickford at
IND51
BH17336