- Hybrid working
- 2-3 per week
- Asset management experience desired
A boutique investment firm based in Central London is seeking a part-time regulatory advisor to support their trading and investment activities across various asset classes. The role involves providing legal and compliance guidance, coordinating with external lawyers, and assisting in transaction execution. You will work closely with the investment team on negotiated deals and ensure all legal documents, including NDAs and contracts, are reviewed and managed efficiently.
In this role, the appointee will also be responsible for advising on compliance matters across the firm, covering regulatory reporting, AML/KYC requirements, and relevant laws for engaging investors. Additionally, you will assist the finance team with regulatory aspects of investor reports and fund notices.
This position requires a proactive approach to monitoring regulatory developments, updating compliance policies, and conducting compliance audits. Regular engagement with internal teams and external parties such as auditors and regulatory bodies is key to ensuring the firm's ongoing adherence to FCA regulations and other applicable laws.
We are keen to receive applications from experienced compliance professionals with asset management experience.