A long established, well respected IFA Compliance organisation are keen to appoint a Diploma qualified IFA File reviewer.
The role is home based with occupational IFA visits required.
Typical responsibilities:
- Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct Authority
- Proactively contact internal clients and seek further information and any necessary clarifications
- Provide feedback to report writers and respond to any follow-up enquiries
- Provide feedback to the Training Program Manager within the group on areas that require further improvement and development in the advice team
- Discuss possible process improvements with management and senior management
- Attend round-table meetings with report writers to discuss themes identified in reviews and suggest areas for improvement
The role is available immediately and will pay c £44- £48k with laptop and fuel expenses. Level 4 qualification is essential. Interviews remotely followed by a meeting with the Directors.