Our client, a leading Wealth Management firm are looking for an experienced Paraplanner to join the team on a permanent basis.
Role Responsibilities:
- Receiving instructions during debriefings from advisers following client meetings.
- Interpreting data obtained by advisers during client meetings.
- Analysing data and using research tools to provide solutions to meet client needs and objectives.
- Providing records to support research undertaken.
- Liaise with Head of Technical/Head of Compliance when uncertain / guidance required.
- Consolidation of client needs and objectives, together with the recommendations and course of action in a written format via a suitability letter, client specific illustration and key features document.
- Liaise with Head of Technical on structure and development of the Suitability Report Templates and attachments to the reports.
- Load cases onto relevant platforms in a suitable manner and fully debrief administrator and consultant along the way.
- Carrying out all tasks in a manner consistent with compliance procedures and company process.
- Ensuring all client files are compliant on an ongoing basis.
- Ensure that significant risk issues are referred to the Head of Compliance where appropriate.
- Make a constructive contribution to the continuing development of the team.
- Proactively enhance industry knowledge, through external and internal sources.
Key Skills & Experience:
- Level 4 Diploma in Financial Services and working towards Level 6 Advanced Diploma
- Demonstrate practical awareness and up to date knowledge of retail financial products and current regulatory expectations.
- Analytical in solving tasks with a keen attention for detail.
- Possess excellent organisational and time management skills with an ability to work under pressure and prioritise.
- Deliver effective and positive communication, and demonstrate competent use of IT.
Please note, should feedback not be received within 28 days due to the large volume of applications, unfortunately, your application has been unsuccessful. However, we may be in touch with similar relevant opportunities.
If you would like this job advertisement in an alternative format, please contact MERJE directly.