My client is currently looking for a IFA Compliance Monitoring Officer to join their growing Compliance Function.
The ideal candidate will work remotely.
Key Accountabilities Include
- Monitoring - Perform file reviews and compliance monitoring on all aspects of the FCA regulated activities within the group, assessing compliance with regulations, standards and outcomes
- Reporting - keeping the review spreadsheet up to date with effective record keeping on all checks undertaken
- Collaboration - Collaborate with the compliance team and business stakeholders to produce management information and reporting
Person Specification
- Must have proficient IT skills, with excellent spread sheet knowledge
Experience
- Minimum of QCF Level 4 Diploma qualification, with a desire to continue studying through to level 6
- Experience in a compliance file checking / paraplanning technical area of a support service, network or IFA business
Skills / Personal Attributes
- Good planning and effective organisational skills
- Honesty and integrity
- Methodological approach to work
What's in it for you?
- 28 days holiday, plus bank holidays
- Flexible hybrid working
- Birthday day off
- Income protection for up to 5 years
- Pirkx online discounts and cashback plus 24-hour access to a GP
- 4x salary death in service
- 5% matched pension contributions
- Access to the Radiant Academy (to support future career aspirations)
- Competitive bonus scheme
For more I formation please contact Graeme Hyland on or email
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