Job Title: Settlements Analyst
Job Type: Full-Time / Permanent
Location: Essex (Full-time office based)
Salary: £30k-£50k
Benefits: Pension, Discretionary Bonus, and Share Options
About the Role
Are you passionate about the intricacies of financial operations? As an Settlement Analyst you will be at the forefront of managing and facilitating the seamless transfer of portfolios in and out of client accounts. Your expertise will ensure that transactions are processed and reconciled accurately, supporting our commitment to excellence in financial services.
In this critical role, you'll work directly with clients and investment managers, handling Crest settlements, trade bookings, and responding to queries with professionalism and efficiency. Your attention to detail and knowledge of trade settlement will be invaluable in maintaining compliance with regulations and improving existing processes.
Key Responsibilities
- Manage Portfolio Transfers in and out of client accounts.
- Process Reconciliation Reports and handle settlements for unit trusts/collectives.
- Liaise with clients and investment managers, providing timely responses to queries.
- Assist with Crest settlements and trade booking.
- Ensure all processes and procedures comply with regulatory standards, particularly under the Consumer Duty Rules.
- Uphold the FCA Individual Conduct Rules and demonstrate a commitment to delivering positive outcomes for customers.
- Identify and escalate risks that may impact clients, ensuring the highest standard of client care.
- Engage in continuous professional development, completing any necessary training and qualifications.
Who We're Looking For
The ideal candidate is someone with 3-4 years of experience in working with a range of custodians and outsourced providers. You should have a solid understanding of the equity settlement process for UK & International Securities, and familiarity with systems such as Euroclear (Crest GUI), Objectway (Altimis), and Allfunds is a plus.
Skills & Behaviours
- Strong numerical and analytical skills, with a meticulous attention to detail.
- Proficiency in IT systems, particularly MS Office.
- Excellent communication skills and a transparent, honest approach to work.
- Proactive and independent, with the ability to take initiative.
- Team-oriented, with a collaborative mindset and the ability to work effectively with others.
- Organised, with the ability to prioritise tasks and meet tight deadlines.
- Committed to maintaining high standards and continually striving for excellence.
Qualifications
- A foundation qualification or higher in financial services is required.
Join us and be part of a team that values integrity, excellence, and a commitment to delivering the best outcomes for our clients.
To apply for this inclusive and collaborative hybrid full-time Equity Settlement / Operations Assistant job, please contact Deerfoot IT Recruitment today.
Deerfoot IT Resources Ltd is one of the UK's leading IT Recruitment Agencies, trusted by many of the UK's leading employers. Established in 1997, we have over 25 years of experience as IT Recruitment Specialists. We will never send your CV anywhere without your authorisation and only after you have seen the complete details of this opportunity. Deerfoot is acting as an employment agency for permanent hires and an employment business for contingency hires. Each time Deerfoot sends a CV to a recruiting client, we donate £1 to The Born Free Foundation (1070906). Deerfoot is also climate-positive in partnership with Ecologi.
Deerfoot IT Resources Ltd is acting as an Employment Agency in relation to this vacancy.