£40K/yr to £50K/yr
England, United Kingdom
Permanent, Variable

Compliance Officer

Posted by Broster Buchanan Ltd.

  • Liverpool City Centre (Hybrid, 2 days per week)
  • Compliance (FCA Regulated)
  • Up to 45k + Benefits

Our Liverpool based client requires a Compliance Officer to join their small, but well-established team.

THE ORGANISATION

A growing organisation and a fast paced environment, this is an exciting business to work for.

THE ROLE

Reporting directly to the CEO, this role will give you a lot of exposure to senior leadership. You will be responsible for delivering the following:

  • Being responsible for all compliance activities across the organisation as they continue to expand (you will be given significant support from the group function)
  • Giving compliance support to new projects and support getting compliance embedded in the 1st line
  • Consumer duty monitoring & reporting
  • Data protection improvements and ensuring organisation's compliance with GDPR

YOU MUST HAVE

- A demonstrable background in compliance, ideally within an FCA regulated environment

THE PACKAGE

  • Circa + Attractive benefits package
  • Hybrid role (2/3 days per week in Liverpool office)

This is an excellent career opportunity giving excellent exposure to senior level stakeholders, yet with the support and guidance of a very experienced and supportive group function.

To understand more about this excellent opportunity, please apply today.

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