Part Time Compliance Manager
Location: Lightwater
Salary: £27,000-£36,000 (Pro-Rata)
20-25 hours a week, over 3 or 4 days (Hybrid Options Available
My client who are within the financial services industry are looking for a Compliance Manager to ensure that our staff, operations, and business transactions follow all relevant legal and internal rules, including compliance with Data Protection Regulations The successful candidate will be well versed in legal and regulatory matters, GDPR, and corporate governance best practice.
Responsibilities
Maintain and improve and continually improve an effective Compliance Risk Management Framework
Evaluate business activities to assess compliance risk
Educate and train employees on regulatory and industry practices
Pro-actively audit processes, practices and documents to identify weaknesses
Ensure that regulatory and compliance risks are identified, managed, mitigated and reported on, and the Board are made aware of such risks
Analyse current and forthcoming regulations, proposals and legislation, and provide detailed analysis and pragmatic solutions
Address employee concerns or questions on legal compliance
Build working relationships with our insurance partners in France, Dubai & Indonesia on legal and compliance matters
Consult with Law firms as needed to resolve difficult legal compliance issues
Educating staff, fostering a positive and informed data protection culture across the business
Co-operating with the Information Commissioners Office (ICO)
Review and advise the business on contracts with suppliers and insurers
Requirements & Skills
Proven experience as a Compliance Manager and risk management
Excellent communication skills
Integrity and professional ethics
Able to communicate clearly and concisely at all levels
Problem-solving skills to find pragmatic solutions
Takes initiative and works under own direction
Works meticulously always demonstrating a very high level of attention to detail
Qualifications
BSc/BA in law, finance, business administration or a related field (desired but not
essential)
4-5 years experience in compliance risk management
Demonstrate a practical understanding of insurance legislation