£70K/yr to £85K/yr
London, England
Permanent, Variable

Investments Compliance Manager

Posted by Broadgate Search Ltd.

Compliance Manager

This is a key position within the Risk & Compliance team, to act as an SME in funds and investments, specifically responsible for investment product oversight.

The business is an award-winning application, in the home, investments, savings and retirements space.

The Role

  • Manage relationships across the business
  • Support the business with customer-focused advice around investment products
  • Provide compliance oversight of investing products (monitoring, periodic review)
  • Complete regulatory change projects, and much more

We're looking for

  • Great communication skills, and ability to work autonomously
  • Detailed knowledge of UK regulatory requirements (funds, investment related)
  • Experience in investment product oversight

Apply here for more info!

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