- Broad compliance role
- Leading Financial services business
- Hybrid working
Meraki Talent are currently working with a fantastic organisation within the Asset Management sector.
There is a Excellent opportunity for an experienced compliance analyst to join their team, this role is based in central London and operates on hybrid model.
Key Responsibilities include.
- Assisting with Regulatory compliance with CASS ie CASS RP and client Money acknowledgement letters
- Assisting with development of training programs
- Ensuring companies Compliance
- Supporting our client's compliance services to their clients, including CoSec filings and regulatory reporting.
- Dealing with risk assessment, policies, compliance manual and regulatory registers
- Annual FATCA/CRS compilation and filing, company house filings setting and reporting On KPIs requested by senior management.
- Preparing RegData/ Connect reports.
- Providing company secretarial services for clients
- Heavily involved in running compliance projects.
The ideal candidate will be.
- Able to read and interpret the FCA handbook.
- Have 2/3 years' experience in investment firms or equivalent.
- Educated to a degree level.
- Great knowledge of Compliance issues and regulatory requirements.
- Experienced in asset management or private equity firms.
- Great MS office software skills.
- Very organised and good at prioritising tasks
Experience of at least 1 year working with CASS is desirable but no essential.
They are looking for a candidate who is a provocative worker, self-motivated, team player and is also looking to develop within the organisation and willing to learn.
Please do not hesitate to contact Ade Kargbo for a private & confidential discussion regarding this excellent permanent opportunity. Full job description is available upon request from suitable applicants.