Regulatory Consultant – Financial (DA)
Field based – Reading Area
Salary - £50,000
Role Purpose
Provide regulatory compliance support to help the firm meet risk mitigation goals and deliver positive customer outcomes. Identify trends and opportunities to ensure a high-quality service and establish the brand as a market leader for directly authorised firms.
Key Responsibilities
- Deliver comprehensive compliance support tailored to client needs and objectives, ensuring good customer outcomes.
- Produce reports and action plans with practical compliance solutions for clients.
- Provide feedback to improve internal documentation and service quality.
- Build and maintain proactive relationships with stakeholders.
- Continuously develop technical and regulatory expertise.
- Identify and support the development of additional services for clients.
- Assist with contract renewals and manage retention risks.
- Support client training and represent the company at internal and industry events.
- Engage in business projects to meet client needs and company objectives.
Essential Skills
- You will require an awareness of operational and regulatory risk, which may impact the business and its Directly Authorised clients.
- Strong interpersonal and relationship-building skills
- Ability to negotiate and influence clients
- Effective time management and organizational skills
- Excellent communication skills
- Proficient IT skills and ability to learn new systems
Knowledge Requirements
- Solid understanding of FCA rules and principles
As an industry leading, nationwide Marketing, Digital, Analytics, IT and Design recruitment agency, we are continually receiving new assignments to work on, so keep a close eye on our website, Facebook, LinkedIn and Twitter pages for a full list of current permanent and interim opportunities as well as marketplace news and fun stuff.
Forward Role is operating as an employment agency.