£35K/yr to £40K/yr
London, England
Permanent, Variable

Graduate Investment Compliance Analyst

Posted by Citygrad.

We are currently looking for ambitious juniorsto join one of the worlds leading Investment Managers based in their London office.

Currently managing over £200bn in AUM, this firm develop customised investment strategies that address unique objectives, requirements and tolerance for risk. They develop solutions by leveraging their risk management tools and utilising a highly disciplined investment process that relies on fundamental analysis.

The Investment Compliance Analyst is responsible for the accuracy and reporting of portfolio rules/restrictions for Asset Management clients. The analyst works with other portfolio compliance officers, portfolio managers, and traders to efficiently organize, document, and maintain pre- and post-trade compliance related systems and reporting. No experience is required, all training will be provided.

Key responsibilities include:

  • Internal/self-audit all compliance rules on a daily, monthly, and quarterly basis and document as such; respond to, and responsible for, internal and external audit items as they pertain to compliance
  • Document trade violations and confirm legitimacy/accuracy of violation-overrides
  • Maintain compliance rules on in-house platforms
  • Maintain compliance rules on trading platform (currently Bloomberg)
  • Identify, document, and maintain "Strategy Portfolios" with Portfolio Managers based on investment guidelines and contracts.
  • Obtain, organize, and maintain historical documentation for tracking/auditing client investment guideline compliance rules
  • Maintain and produce preferred/standardized format for compliance reporting both externally, in client reporting, and for internal use
  • Support team members in the design, evaluation, testing, and implementation of the next generation of trade-order management/compliance functionality

Requirements:

  • Degree educated
  • Driven to build a career in investment management
  • Genuine interest in investment compliance
  • Analytical
  • Strong communication skills
  • Team player
We use cookies to measure usage and analytics according to our privacy policy.