We are currently looking for ambitious juniorsto join one of the worlds leading Investment Managers based in their London office.
Currently managing over £200bn in AUM, this firm develop customised investment strategies that address unique objectives, requirements and tolerance for risk. They develop solutions by leveraging their risk management tools and utilising a highly disciplined investment process that relies on fundamental analysis.
The Investment Compliance Analyst is responsible for the accuracy and reporting of portfolio rules/restrictions for Asset Management clients. The analyst works with other portfolio compliance officers, portfolio managers, and traders to efficiently organize, document, and maintain pre- and post-trade compliance related systems and reporting. No experience is required, all training will be provided.
Key responsibilities include:
- Internal/self-audit all compliance rules on a daily, monthly, and quarterly basis and document as such; respond to, and responsible for, internal and external audit items as they pertain to compliance
- Document trade violations and confirm legitimacy/accuracy of violation-overrides
- Maintain compliance rules on in-house platforms
- Maintain compliance rules on trading platform (currently Bloomberg)
- Identify, document, and maintain "Strategy Portfolios" with Portfolio Managers based on investment guidelines and contracts.
- Obtain, organize, and maintain historical documentation for tracking/auditing client investment guideline compliance rules
- Maintain and produce preferred/standardized format for compliance reporting both externally, in client reporting, and for internal use
- Support team members in the design, evaluation, testing, and implementation of the next generation of trade-order management/compliance functionality
Requirements:
- Degree educated
- Driven to build a career in investment management
- Genuine interest in investment compliance
- Analytical
- Strong communication skills
- Team player