Responsibilities (brief):
- Maintain regulatory developments and support the business in assessing impacts
- Facilitate compliance with regulatory requirements
- Be a trusted advisor for any regulatory or governance queries by providing guidance and steer to the business
- Provide Compliance advice on regulatory issues and risks relating to their business or function e.g. new business models, new products and new functional processes
- Attend regular business and governance meetings and provide Compliance updates on regulatory developments, risks and relevant topics and actions
Skills (brief):
- Compliance experience within Investment Management, Wealth Management and/or Advisory/Consulting
- Good knowledge of investment products
- Strong FCA Handbook knowledge
- IMC Qualification highly advantageous
If interested, please apply. Alternatively, email
In our company values we aim for equity at all stages of the recruitment process, please let us know if we can do anything to make the process more accessible to you.