Are you passionate about ensuring compliance and delivering top-notch assurance in the financial services sector? Do you excel in stakeholder engagement and have a knack for thematic reviews? If so, we have an exciting opportunity for you!
Position: Compliance/ Assurance Manager Location: Cardiff, Wales
Key Responsibilities:
- Stakeholder Engagement: Build and maintain strong relationships with internal and external stakeholders to ensure seamless communication and effective compliance strategies.
- Thematic Reviews: Lead and conduct comprehensive thematic reviews to identify and mitigate potential risks within the organisation.
- Quality Assurance: Oversee QA processes, particularly focusing on responsible lending cases and arrears cases, to ensure adherence to regulatory standards.
- Consumer Duty Compliance: Demonstrate thorough knowledge and application of consumer duty regulations to safeguard our customer's best interests.
- Financial Services Expertise: Utilise your extensive experience in the financial sector to provide insightful compliance and assurance support.
Desirable Experience:
- Mortgage Background: While a background in mortgages is a significant advantage, we value diverse financial services experience and encourage candidates from various financial sectors to apply.
What We Offer:
- A dynamic and supportive work environment in the heart of Cardiff.
- Opportunities for professional growth and development.
- Competitive salary and benefits package.
If you are a proactive, detail-oriented professional with a strong background in financial services compliance and assurance, we would love to hear from you!