Job Description:
Our client is a growing wealth management firm who are looking for a Financial Adviser. The Financial Adviser will take full responsibility for the preparation of client reports, preparation and implementation of recommendations and financial plans and the on-going review of client financial goals.
To be considered for this role you will need to be Diploma qualified, have competent adviser status and currently working in the financial services sector at a financial planning or wealth management business.
The role will involve taking responsibility for the following:
- Provide comprehensive financial planning advice to clients, always prioritising their needs.
- Manage existing client relationships inherited from long-standing financial planners, whilst developing new client relationships through proactive networking and business development.
- Maintain a high degree of technical knowledge relating to core products through ongoing training and self-development
- Ensure key compliance and regulatory requirements relating to the financial planning process are adhered to.
- Lead and oversee the preparation of client documentation including suitability reports.
- Provide financial adviser guidance and mentorship to Relationship Managers and Administrators.
Key Requirements:
- RQF level 4 Diploma in Regulated Financial Planning (or equivalent).
- Minimum of ten years' experience in advising retail clients.
- Technical/product knowledge and effective communication of wide-ranging holistic financial planning strategies & solutions.