Within the Risk & Control Governance (RC&G) function, the incumbent will be responsible for assisting management with assessment, development, implementation and continuous enhancement of the operational risk framework and activities.
- Assist/ Conduct/ Coordinate periodic assurance reviews of high-risk areas, testing, training or control tasks to ensure compliance against applicable standing orders/regulations and report findings in a timely manner to management via appropriate governance forums and reporting channels.
- Work in global alignment and collaboration with RC&G counterparts while assisting local R&CG management with risk/controls oversight and improvements by executing activities such as but not limited to: proactive review of key processes and associated risks; facilitation of quarterly control self-assessment cycles; conducting independent control evaluations to ensure design and operating effectiveness of controls; maintaining, standardising and improving risk focused governance and MI reporting.
Required Experience:
- 1-5 Years Capital Markets experience
- Good knowledge of Capital Markets including business processes and products
- Previous experience in a Risk/Control/Audit or Compliance role
Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003