Our client is a leading financial services firm committed to upholding the highest standards of integrity and compliance. They are dedicated to creating a secure and transparent environment for clients and employees.
They are seeking a highly skilled Conduct Risk Lawyer to join their dynamic legal team. The ideal candidate will have a strong background in regulatory compliance, risk management, and financial services law. This role is pivotal in ensuring the company adheres to regulatory standards and mitigates conduct-related risks.
Key Responsibilities:
- Provide expert legal advice on conduct risk issues, regulatory requirements, and compliance strategies.
- Develop and implement policies and procedures to manage and mitigate conduct risks.
- Monitor and interpret regulatory changes and advise on their impact on the organization.
- Conduct risk assessments and audits to identify potential compliance issues.
- Collaborate with cross-functional teams to promote a culture of compliance and ethical behavior.
- Represent the company in regulatory inquiries, investigations, and proceedings.
- Prepare and deliver training programs on conduct risk and compliance for staff at all levels.
- Draft and review contracts, policies, and other legal documents to ensure compliance with regulatory standards.
- Liaise with external legal counsel and regulatory bodies as necessary.
Qualifications:
- Minimum of 5 years of experience in regulatory compliance, conduct risk management, or financial services law.
- Strong knowledge of financial regulations and conduct risk frameworks.
- Excellent analytical, problem-solving, and communication skills.
- Ability to work independently and as part of a team in a fast-paced environment.
- High ethical standards and a commitment to maintaining confidentiality.
Preferred Qualifications:
- Experience in a corporate legal department or a top-tier law firm.
- Specialized knowledge of specific regulatory bodies (e.g., SEC, FCA).
- Certifications in compliance or risk management (e.g., CRCM, CAMS).
If you are interested in this position, and you meet the requirements of the role, please click 'apply now' to forward an up-to-date copy of your CV. Alternatively, if you would like to discuss this opportunity further, please contact Interlink for a confidential discussion.
Our advertisements use salary and experience as a guide only. Interlink Recruitment is an equal opportunities employer.
- Please Note: Due to the high volume of applications we are currently receiving we are unable to contact applicants who have been unsuccessful