- Collating of client data to provide a detailed client overview.
- Forensic Analysis of Client Factfind, Ceding Scheme Information and Clients Objectives to provide basis for research and solutions.
- Use of risk profiling and fund analysis tools to provide detailed analysis of clients' holdings, performance, risk, diversification, and reduction in yield.
- Assistance in the production of Suitability Letters.
- Responsibility for ensuring the Clients Compliance file is complete and correct for checking by the Compliance Manager.
- Use of Cashflow modelling tools to provide detailed analysis of retirement planning and income options.
- Attending client meetings, note taking and action point noting to be delegated to the administration team.
- Ad Hoc project work as and when required in order to comply and stay ahead of legislation and FCA regulations.
- Maintenance and management of the New Business Register, including regular reporting of Management Information to assist in T&C.
- Working with other Professional Advisers to collate client information and assist in the holistic advice process.
- Coordinating the administration function to ensure activities are completed accurately and within agreed timescales.
- All other proactive activities to support the advice process and to support the compliance team.
Knowledge:
- You will ideally hold or be working towards a Level 4 qualification in Financial Services.
- Full support will be provided to achieving Chartered Status if it is not already held.
- You must have relevant and appropriate professional experience in a similar role to be considered for this position.
Benefits
Holidays: 25 days plus bank holidays
Hours: This is a Permanent Position. We would consider Job Share if this can be accommodated by the type of applicants or Flexible Working but would ideally be looking for this role to be filled on a full-time basis (Monday- Friday 9am to 5pm)