£30K/yr to £55K/yr
London, England
Permanent, Variable

Compliance Manager

Posted by JH Partners (EMEA) Company Limited.

translator

  • Afrikaans
  • Albanian - shqipe
  • Arabic - ???????????
  • Armenian - ???????
  • Azerbaijani - az?rbaycanca
  • Basque - euskara
  • Belarusian - ??????????
  • Bengali - ?????
  • Bulgarian - ?????????
  • Catalan - català
  • Chinese - ??(????)
  • Chinese - ?? (????)
  • Croatian - hrvatski
  • Czech - ceština
  • Danish - dansk
  • Dutch - Nederlands
  • English
  • Esperanto - esperanto
  • Estonian - eesti
  • Filipino
  • Finnish - suomi
  • French - français
  • Galician - galego
  • Georgian - ???????
  • German - Deutsch
  • Greek - ????????
  • Gujarati - ???????
  • Haitian Creole - kreyòl ayisyen
  • Hebrew - ?????????
  • Hindi - ??????
  • Hungarian - magyar
  • Icelandic - íslenska
  • Indonesian - Bahasa Indonesia
  • Irish - Gaeilge
  • Italian - italiano
  • Japanese - ???
  • Kannada - ?????
  • Korean - ???
  • Latin - Lingua Latina
  • Latvian - latviešu
  • Lithuanian - lietuviu
  • Macedonian - м?????????
  • Malay - Bahasa Melayu
  • Maltese - Malti
  • Norwegian - norsk
  • Persian - ?????????
  • Polish - polski
  • Portuguese - português
  • Romanian - româna
  • Russian - ???????
  • Serbian - ??????
  • Slovak - slovencina
  • Slovenian - slovenšcina
  • Spanish - español
  • Swahili - Kiswahili
  • Swedish - svenska
  • Tamil - ?????
  • Telugu - ??????
  • Thai - ???
  • Turkish - Türkçe
  • Ukrainian - ??????????
  • Urdu - ????????
  • Vietnamese - Ti?ng Vi?t
  • Welsh - Cymraeg
  • Yiddish - ?????

Double-click

Select to translate

For our client, a leading firm in financial asset management, we are seeking a seasoned Compliance Manager to ensure all operations meet regulatory requirements and internal policies. This crucial role will safeguard the legality and standardization of the company's operations.

**Duties and Responsibilities:

  • Compliance Oversight: Develop, implement, and manage compliance policies and procedures to ensure adherence to regulatory standards.
  • Process Audits: Conduct regular reviews and audits of internal processes to identify and address potential compliance issues.
  • Training and Education: Provide compliance training to employees, ensuring they understand and follow relevant regulations and internal policies.
  • Product and Business Review: Engage in the compliance assessment of new products and business ventures.
  • Regulatory Interaction: Support regulatory inspections and investigations, manage compliance issues, and handle complaints effectively.
  • Reporting: Regularly update senior management on the company's compliance status and provide actionable recommendations.
  • Policy Tracking: Monitor and interpret changes in regulatory policies, adjusting the company's compliance strategy accordingly.

**Qualifications:

  • Education: Bachelor's degree or higher in Finance, Law, or a related field.
  • Experience: At least 5 years of compliance experience in the financial asset management sector.
  • Expertise: Extensive knowledge of regulatory laws and compliance management.
  • Skills: Excellent communication and teamwork skills, with the ability to coordinate effectively across departments.
  • Tools: Proficiency in compliance management tools and software.
  • Understanding: Strong understanding of compliance audits, risk control, and internal controls.
  • Certifications: Relevant compliance certifications (e.g., CFA, CIA, CRCM) are preferred.
  • Industry Knowledge: Familiarity with compliance and regulatory policies in the cryptocurrency industry is a plus.
We use cookies to measure usage and analytics according to our privacy policy.