As a Booking Controls SME, you'll play a pivotal role in ensuring accurate and compliant trade booking across our client's business lines. Your expertise will be critical in preventing material booking errors and maintaining the integrity of legal entities.
Key Responsibilities:
- Control Analysis: Dive into existing Booking Controls on External Trading Venues. Identify gaps and propose enhancements.
- Collaboration: Partner with product area stakeholders to remediate identified gaps. Define business expectations for proposed controls.
- Effective Oversight: Work closely with Second Line of Defence stakeholders. Ensure robust action plans.
- Clear Communication: Create concise communications and guidance for control initiatives. Host stakeholder working groups.
- Enhancement Drive: Investigate control failures and drive forward enhancement initiatives.
- Project Management: Contribute to controls implementation projects. Keep senior management informed.
Experience Required:
- Understand trading platforms. Preferable if you have worked with Extrnal Trading Venues.
- Understanding of front-to-back trade booking flows.
- Operational Risk and Control experience within Investment Banking.
- Familiarity with Equities, FX, or similar.