Pontoon is an employment consultancy. We put expertise, energy, and enthusiasm into improving everyone's chance of being part of the workplace.?We respect and appreciate people of all ethnicities, generations, religious beliefs, sexual orientations, gender identities, and more.?We do this by showcasing their talents, skills, and unique experience in an inclusive environment that helps them thrive.?
A fantastic new opportunity has become available for Compliance Business Analyst (CPD Transformation) with one of our Financial Services clients based in London.
Role: Compliance Business Analyst (CPD Transformation)
Location: London (2 Days week Onsite)
Duration: 6 Months
Status: Inside IR35
This is an exciting opportunity within a newly established Compliance Solutions and Technology Strategy Team part of CPD.
CPD which encompasses the Compliance and Financial Crime Groups is one of the key functions in ensuring the bank is compliant in meeting regulatory expectations in adhering to applicable laws, rules and regulations which apply activities across EMEA.
Experience and Skills required:
- Business Analyst Experience in Business Transformation and Target Operating Model Implementation
- Good understanding of the applicable laws and regulation to banking and securities industry in UK as well as EMEA
- Understanding of the products and services offered by an integrated universal bank (markets and banking products)
- Able to build relationships and rapport with stakeholders.
- Good command of the Excel, Word, PowerPoint, Visio and other Microsoft Office products (
- Implement systems and controls across entities within EMEA which manage, mitigate and limit the risk of regulatory.
Responsibilities:
- Work as a Business Analyst with CPD SMEs, IT and other key stakeholders to define and document business requirements, functional specifications, and operating procedures necessary for the successful implementation of CPD IT initiatives.
- Responsible for end-to-end process review of key compliance controls and process including documentation of process maps and traceability to key legislations and regulatory guidelines.
- Assist in completion and tracking of key deliverables within Compliance Transformation Delivery plan.
- Support in the development and enhancement of CPD governance and CPD Reporting
- Conduct comprehensive analysis of current CPD processes and workflows to identify areas for improvement and optimisation. Leading CPD Transformation initiative Working Groups meetings to support transformation deliverables and maintaining efficient and appropriate governance to enable successful outcomes.
- Support Compliance Solutions and Technology Strategy Team in the delivery of key CPD Technology Solutions
- Monitor and track closure activities to address CPD internal and external compliance findings.
- Create and/or support the creation of minutes of key meetings in the department.
Candidates will ideally show evidence of the above in their CV to be considered.
Please be advised if you haven't heard from us within 48 hours then unfortunately your application has not been successful on this occasion, we may however keep your details on file for any suitable future vacancies and contact you accordingly.
Pontoon is an employment consultancy and operates as an equal opportunity's employer.
Please email me