£300/day to £400/day
City of London, England
Contract, Variable

Compliance Analyst

Posted by Davies Talent Solutions.

Davies is working with a well established financial services client to recruit a Compliance Analyst to join their team. You will be actively ensuring the business complies with regulations, advise on regulatory changes, and provide ongoing regulatory guidance.

Location: Fully Remote
Rate: £300 - £400 per day (Inside IR35)
Engagement Type: Contract, 6 months initially (Potential Temp - Perm Opportunity)

Key Responsibilities:

  • Manage the day-to-day operations of the risk-based regulatory compliance process.
  • Advise on regulatory changes impacting the business.
  • Conduct horizon scanning to identify emerging regulatory risks.
  • Undertake compliance monitoring reviews.
  • Carry out breach analysis.
  • Support HMRC reporting activity.
  • Contribute to the development of Conduct Risk & Compliance policies.

Experience:

  • Proven experience working within a Risk and Compliance function.
  • In-depth understanding of relevant FCA handbooks and their practical application.
  • Strong working knowledge of the UK legal and regulatory framework.
  • Demonstrated experience with HMRC reporting requirements. (Desirable)
  • Experience navigating regulated activities and/or operating in a shadow regulatory environment
  • ICA Diploma or equivalent compliance qualification (Desirable)
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