Our client is a successful and established IFA firm in Liverpool and they are currently looking for a Compliance Officer/File review to join their team
The role is for an industry experienced person from a Financial Planning background with the Level 4 Diploma or close to it
We will consider either an adviser looking for a new challenge or a Paraplanner looking to move into compliance
You will be reviewing Pension and Investment cases daily to ensure they adhere to FCA guidelines
Base to £40000 plus benefits
This is an office based role in Liverpool