Risk and Compliance Assistant - London
- Top 100 UK Law Firm
- Excellent Progression Opportunities
- Extensive Benefit Package
TSR Legal are currently working with a Top 100 Law firm based in London who are looking to recruit a Risk & Compliance Assistant to support the Risk Department, in ensuring compliance with the firm's anti-money laundering (AML) and risk management procedures.
As a Risk & Compliance Assistant, you will be responsible for:
- Developing and maintaining a thorough understanding of the firm's AML policies and procedures
- Staying up to date with AML regulations and assist the AML Manager in ensuring the firm adheres to any changes in regulations or guidance
- Assist in preparations for regulatory inspections.
- Responsible for helping the AML Manager monitor compliance with the firm's risk procedures for all new clients and matter
- Checking and processing Customer Due Diligence (CDD) for new and existing clients, including Source of Funds and High-Risk client forms when applicable
- Conducting screenings to identify politically exposed persons (PEPs), sanctions concerns, and other regulatory and reputational risks.
- Addressing and resolving AML queries from colleagues in fee-earning teams, and assisting the AML Manager with the same.
To be considered for this role, our client is requiring an individual who has strong experience of working within a legal environment, solid understanding of risk and compliance principles, proficient in Microsoft office, strong internal personal skills and strong strategic thinking and decision making abilities.
On offer is the opportunity to join a leading UK law firm, who can offer an extensive benefit package as well as excellent working environment and progress. If you believe you have the skill set required, please apply to this advert or contact Ryan at TSR Legal.