Job Specification: Trade Transaction Reporting Associate
Purpose:
The Trade Transaction Reporting Associate will handle mandatory regulatory reporting for our client across its regulated jurisdictions. This role will create a strong oversight and control environment to meet regulatory reporting expectations. Additionally, the role involves evaluating the effects of relevant regulatory changes and updating operational processes accordingly.
Key Responsibilities:
- Oversee and manage European transaction reporting ARM for the firm, promptly identifying and resolving exceptions. Ensure reconciliation with the FCA MDP portal complies with regulatory obligations and industry standards.
- Manage and supervise Trade Reporting for the firm.
- Oversee the production of MiFID II Costs and Charges disclosures.
- Develop and maintain regulatory reporting procedures (including process flows, controls, and checklists) and schedules, documenting all key interpretations and assumptions.
- Ensure the highest standard of data integrity disclosed to regulators by maintaining adequate controls.
Skills, Knowledge, Experience:
Essential:
- 3+ years of experience in MiFID II regulatory reporting requirements, including transaction reporting, trade reporting, and major shareholder disclosures.
- Extensive experience with TTR (Trade Transaction Reporting).
- Excellent knowledge of European and UK asset management regulations, with the ability to interpret financial legislation reporting obligations.
- AIFMD regulatory knowledge, including AIFMD reporting.
- Strong asset management experience with exposure to equity, fixed income, and derivatives, with a working knowledge of the fund and trade life cycle.
- Proven ability to organize and prioritize multiple tasks to successfully meet deadlines and quickly understand new business areas and regulatory matters.
- Ability to take full ownership of work.
- Meticulous attention to detail.
- Works collaboratively with the team and wider global colleagues, sharing knowledge.
- Intermediate/advanced Excel proficiency.