A hire to beat the "EMIR Refit" trend here, please do reach out if you are a MIFID II/ MIFIR specialist who is keen to be part of on-shoring a Transaction Reporting team.
Looking for those who can:
- Take ownership of a MIFID remediation project
- Support the role-out of the MIFID REFIT (due 2026)
- Handle exception management of SFTR & EMIR
- Oversight of Kaizen for Delegated Reporting.
REGULATORY REPORTING - MIFID
Salary: £70,000
Location: London
Keywords: Regulatory Reporting, MIFID, Operations Management, OTC Derivatives, Capital Markets, Wealth Management
Our client is seeking a Consultant for Regulatory Operations, specialising in MIFID Regulatory Reporting. This role offers an exciting opportunity to join the OTC Derivatives team within Capital Markets and Wealth Management Operations. The successful candidate will provide oversight on operational controls surrounding Capital Markets Regulatory Trade Reporting, ensuring compliance with multiple regulatory jurisdictions. With a competitive salary of £70,000 and based in the vibrant city of London, this role offers a chance to work with a diverse and inclusive team.
- Competitive salary of £70,000
- Based in London
- Opportunity to work within Capital Markets and Wealth Management Operations
What you'll do:
As a Consultant for Regulatory Operations, your primary focus will be on MIFID Regulatory Reporting. You will be part of the OTC Derivatives team within Capital Markets and Wealth Management Operations, providing crucial oversight on operational controls. Your role will involve working closely with stakeholders to develop a product vision that aligns with company goals. You will also be responsible for presenting to business partners and executives on the quality of regulatory performance. A key aspect of your role will be analysing data from various sources to identify potential gaps in reporting. Additionally, you will manage Trade and Transaction Reporting Operations control activities.
- Provide oversight on operational controls surrounding Capital Markets Regulatory Trade Reporting.
- Participate in control executions and project activities.
- Work with stakeholders to develop a product vision that satisfies requirements.
- Present to business partners and executives on the quality of regulatory performance.
- Analyse data from multiple external and internal data sources to identify potential gaps in reporting.
- Manage Trade and Transaction Reporting Operations control activities.
- Perform back reporting of impacted trade and transaction reporting activities post resolution.
- Assist in third party accuracy testing review.
What you bring:
The ideal candidate for the Regulatory Reporting - MIFID role brings a wealth of experience in regulatory trade and transaction reporting, specifically within the UK/EU - SFTR, MIFID II, EMIR. Your ability to analyse transaction reporting data from trade repositories will be crucial in this role. A deep understanding of Debt, Equity and OTC Derivative Products is essential. With at least 2 years of experience in analytics, you are comfortable leveraging state-of-the-art tools. Your effective communication skills will enable you to convey complex messages to business partners and executives. Attention to detail is key in this role, especially when dealing with large and complex data sets. You are project-oriented, able to multi-task multiple priorities. A deep understanding of Regulatory Reporting obligations is also required.
- 2-3 years of Regulatory Trade and Transaction Reporting experience covering UK / EU - SFTR, MIFID II, EMIR.
- Ability to analyse transaction reporting data from trade repositories.
- Knowledge of Debt, Equity and OTC Derivative Products.
- 2+ years background in analytics leveraging state-of-the-art tools.
- Effective communication skills required to convey complex messages.
- Attention to detail especially when dealing with large and complex data sets.
- Project management skills with the ability to multi-task multiple priorities.
- Awareness of Regulatory Reporting obligations.
What sets this company apart:
Our client is a leading global financial institution, committed to providing an inclusive environment where all team members feel they belong. They value trust, teamwork and accountability, and are dedicated to delivering innovative solutions and embracing evolving technologies. They offer a supportive work environment that encourages collaboration and values the power of an inclusive team.
What's next:
Ready for the next step in your career? Don't miss out on this exciting opportunity!
Apply today by clicking on the link!
Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates