Human Capital Partners are partnering with a high growth Fintech business to recruit their Senior Compliance Associate.
The focus of this role is to oversee the embedding and ongoing development of the risk management framework and supporting processes within the first line of defence, with a particular focus on regulatory risk and assurance and providing an appropriate balance of support, guidance, and challenge to achieve regulatory compliance and good customer outcomes.
Our clients risk department is organised around five principal risks (Regulatory Risk, Operational Risk, Financial Crime, Data Protection, and Legal) and is led by the Chief Risk Officer (SMF16/17).
Due to an increasing workload, our client is looking to appoint an Audit Senior to work within their specialist audit team.
This is an exciting opportunity for an Audit Senior who is experienced within the profession and looking for a new challenge with responsibility for a portfolio.
This position is ideal for a qualified ACCA/ACA and further opportunities for advancement within the firm which is encouraged.
About the Role: As a Private Client Tax Senior, you'll be responsible for managing and processing specific private client tax workflow directly to clients and other service lines within the firm.
This role is perfect for someone with a passion for private client tax compliance work and a keen eye for detail.
We're on the lookout for a talented Private Client Tax Senior to join one of the top 30 accountancy practices in the UK, based in Canterbury.
Join an esteemed Accounting, Tax, and Corporate Finance firm, recognised for excellence and awarded as 'Outstanding to work for' by Best Companies in 2023.
Their dedicated team combines financial acumen, extensive experience, and accessibility to drive success.
They are committed to empowering SMEs, their proprietors, and Private Equity entities in achieving their aspirations.
We are recruiting for a well-established Chartered IFA practice, seeking an experienced compliance professional to join their dynamic team.
The successful candidate will be working directly with the owners and existing compliance staff to ensure the company adheres to FCA guidance and our own in-house policies.
This is an exciting opportunity for a seasoned professional who has a minimum of five years of experience in a similar role within the financial services sector.
My client an established highly reputable stockbrokers are seeking a Compliance Monitoring Analyst.
The role is to ensure the continious designing and delivering a compliance monitoring programme to provide assurance to the business in relation to regulatory compliance and conduct risk, aswell as ensuring fair and consistent outcomes for customers.
General
Compliance Monitoring Analyst / Stockbrokers / Hybrid / Tunbridge Wells / Up to £80,000 bonus