The Senior Regulatory Compliance will be responsible for leading product regulatory activities through monitoring, developing, and implementing strategies/programs to ensure compliance with the required chemical control laws.
The individual will lead product regulatory activities to ensure compliance with the appropriate chemical control laws for the global markets.
As such, the role requires expert knowledge of chemical control regulations.
The Senior Compliance Advisory Manager is responsible for ensuring that the the business Group complies with all relevant laws, regulations, and internal policies.
They will provide guidance and support to the business units to ensure compliance with applicable rules and regulations, as well as identify and mitigate compliance risks.
Support in production and delivery of the International Compliance priorities and planning.
Designing and maintaining the compliance suite of exception reports, thematic reviews and monitoring activities, providing timely information of these activities to the CRCO for reporting at relevant committees.
General
Rate/Salary: £60,000-90,000 annual salary dependent upon experience
With support from the wider Compliance team, you will become the primary point of contact for assigned clients, developing a broad level of technical compliance knowledge with a particular focus on clients with conduct risk-related requirements.
The successful candidate will play a crucial role in providing day-to-day advisory and oversight activities, assisting in the delivery of the compliance plan, and managing compliance relationships with assigned managed clients.
I am delighted to be recruiting for an leading international law firm for a pivotal role: A Senior Compliance Cashier.
Core duties include spearheading client residual balance conformity, trailblazing firm-wide training initiatives for policy adherence and being the go-to for client account support.
The team of five cashiers all directly report into the Chief Cashier and play a crucial part in steering the firm's financial compliance.
Due to retirement, this role is available with an established Compliance consultancy firm which has many years' experience in this arena, with a very stable and yet, still growing, client base.
This is why this role is a great opportunity for you as the supporting departments covering technical content and compliance checking are tried, tested and established which means that you can consult with the clients, manage expectations and be confident of delivery, leading to further opportunities and growth.
Having the skills and experience to be successful in a consultancy role requires confidence that what you promise to clients, can be delivered.
My Investment Management client is looking for a Senior Compliance Manager to provide advice and guidance to the business on internal compliance matters.
Issue resolution on compliance matters
Manage trading restrictions and related activities
Wealth management client is looking for a Senior Compliance Advisory Manager to be based in Bath 2 days a week.
The Senior Compliance Advisory Manager is responsible for ensuring the Group complies with all relevant laws, regulations and internal policies.
This full-time wealth management role comes with a salary of up to £75k and excellent benefits (bonus, 34 days holiday, 7% pension, life assurance, private medical, encouraged professional development)