5 years of experience in regulatory compliance, audit, or risk function
Joining a dedicated regulatory team in the Group's compliance department, which looks after multiple aspects related to financial and banking regulation.
Meraki Talent are working with one of the worlds largest online brokers, who offer a variety of products to their client.
The Senior Compliance Advisory Manager is responsible for ensuring the Group complies with all relevant laws, regulations and internal policies.
Wealth management client is looking for a Senior Compliance Advisory Manager to be based in Bath 2 days a week.
This full-time wealth management role comes with a salary of up to £75k and excellent benefits (bonus, 34 days holiday, 7% pension, life assurance, private medical, encouraged professional development)
We are currently working with a growing Lloyds Specialty Insurer who are after a Senior Compliance Analyst to join their regulatory team.
Provide up-to-date guidance to underwriters and claims staff to ensure adherence to applicable financial and trade sanctions measures imposed by UN resolutions and EU, UK and US sanctions legislation
With the compliance market starting to pick up, it's great to see one of our clients investing in their compliance function.
With support from the wider Compliance team, you will become the primary point of contact for assigned clients, developing a broad level of technical compliance knowledge with a particular focus on clients with conduct risk-related requirements.
The successful candidate will play a crucial role in providing day-to-day advisory and oversight activities, assisting in the delivery of the compliance plan, and managing compliance relationships with assigned managed clients.
Sterling Williams have a fantastic opportunity for a Senior Compliance Manager who will support the Head of Compliance (SMF16), deputising when necessary, in providing a proactive and timely delivery of compliance activities across an international Bank.
The candidate will help provide regulatory advice, monitoring, reporting, training and other compliance outputs as required.
We are partnering with a Kent based consumer lender, supporting them with the search for a Senior Compliance Associate to join their expanding risk and compliance function.
Reporting to the Head of Compliance and Operational Risk, the focus of this role is to oversee the embedding and ongoing development of the compliance risk management framework and supporting processes within the first line of defence, with a particular focus on regulatory risk and assurance and providing an appropriate balance of support, guidance, and challenge to achieve regulatory compliance and good customer outcomes.
Key responsibilities & accountabilities
To provide challenge, advice, and guidance to the first line in relation to new and existing products and services so that the business remains compliant with the necessary regulatory requirements.
Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space.
The company offers fantastic work culture and flexible working arrangement.
Responsibilities
prepare and review documentation for high-risk clients and escalate to MLRO if any issue arise.
Human Capital Partners are partnering with a high growth Fintech business to recruit their Senior Compliance Associate.
The focus of this role is to oversee the embedding and ongoing development of the risk management framework and supporting processes within the first line of defence, with a particular focus on regulatory risk and assurance and providing an appropriate balance of support, guidance, and challenge to achieve regulatory compliance and good customer outcomes.
Our clients risk department is organised around five principal risks (Regulatory Risk, Operational Risk, Financial Crime, Data Protection, and Legal) and is led by the Chief Risk Officer (SMF16/17).