The role is for a Senior FCA Compliance Officer to be responsible for ensuring the group complies with FCA regulatory requirements, and the implementation of our FCA compliance and risk management framework.
COMPLIANCE OFFICER ROLE - Immediate Start - South Manchester
Our client a growing brokerage in South Manchester is seeking a Compliance officer for a full time role in the first year and then the option to go part-time the following year.
Posted by Recruitment Solutions (Folkestone) Limited • £30K/yr to £35K/yr
General
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team.
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company.
Compliance Officer
Support the Compliance Director to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, scanning, etc.
Posted by Recruitment Solutions (Folkestone) Limited • £30K/yr to £35K/yr
General
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team.
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company.
Compliance Officer
Support the Compliance Director to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, scanning, etc.
Our client, a successful firm operating in the Financial Advice sector, are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
Key Responsibilities
The role of the Compliance Monitoring Officer will be to support the Compliance function in the delivery of the following requirements:.
As Senior Commissioning Engineer, you oversee commissioning activities, ensuring that all projects, regardless of their scale or complexity, adhere to established strategy and policy.
As a primary point of contact (POC) and subject matter expert (SME) for stakeholder concerns, you will facilitate communication and resolve issues between the commissioning team and operations.
Your expertise are crucial not only during the commissioning of new and refurbished assets but also throughout the entire lifecycle of the project, including decommissioning.
Due to continued growth in our Manchester office, we are recruiting a qualified Audit Senior Associate to join our Audit/Assurance team.
We are looking for an Audit Senior Associate (newly qualified or qualified senior) to join our growing Manchester team.
You will be joining the leading firm of auditors to the charity sector committed to delivering a quality service to a high profile portfolio of clients.
The Senior AML Manager will have a crucial role in managing and developing the Anti-Money Laundering (AML) policies and procedures, ensuring the company's compliance with legal standards and guidelines.
This position is perfect for a dedicated professional with a strong background in AML who thrives in a legal setting.
This is a reputable law firm, employing over 2000 staff across the UK.