The role is for a Senior FCA Compliance Officer to be responsible for ensuring the group complies with FCA regulatory requirements, and the implementation of our FCA compliance and risk management framework.
COMPLIANCE OFFICER ROLE - Immediate Start - South Manchester
Our client a growing brokerage in South Manchester is seeking a Compliance officer for a full time role in the first year and then the option to go part-time the following year.
Posted by Recruitment Solutions (Folkestone) Limited • £30K/yr to £35K/yr
General
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team.
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company.
Compliance Officer
Support the Compliance Director to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, scanning, etc.
Posted by Recruitment Solutions (Folkestone) Limited • £30K/yr to £35K/yr
General
A highly successful and award winning chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team.
Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing, and monitoring effective compliance frameworks and policies across the company.
Compliance Officer
Support the Compliance Director to develop and implement comprehensive compliance policies and procedures throughout the organisation such as T&C, advice framework, scanning, etc.
Our client, a leading Financial Services firm are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
As Compliance Monitoring Officer you will assist the Company in the management of regulatory risk by undertaking independent assessments and monitoring to determine the adequacy and effectiveness of the measures and procedures put in place to ensure compliance with its obligations under the regulatory system.
Role Responsibilities
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
A leading law firm in Manchester is looking for an experienced Risk & Compliance Executive to join their dynamic team.
This is an exciting opportunity for someone with a strong background in compliance and civil litigation to play a key role in mitigating regulatory risks and exposures.
Key Responsibilities
Assist the Compliance Officer for Legal Practice (COLP) in handling claims, complaints, Data Subject Access Requests (DSARs), and associated litigation.
Our client, a successful firm operating in the Financial Advice sector, are looking for a Compliance Monitoring Officer to join the team on a permanent basis.
Assisting the Compliance Director in ensuring the appropriateness of the Company's overall Compliance Monitoring Programme taking account of internal risk assessments, external regulatory developments and the Company's business plan.
Key Responsibilities
The role of the Compliance Monitoring Officer will be to support the Compliance function in the delivery of the following requirements:.
Posted by In Technology Group Limited • £40K/yr to £50K/yr
About Us
We are working with a leading player in the Financial and Legal Sector who are on the hunt for an experienced and meticulous IT Compliance Manager to join their ranks in managing and maintaining key accreditations to continue driving the success of a multimillion-pound organisation.
Role Overview
As an IT Compliance Manager, you will play a critical role in maintaining and enhancing our accreditations for various ISO standards, including 27001, 5001, 4001, and 9001.
Your expertise will ensure our compliance with industry regulations and standards, supporting our ongoing efforts in Data protection and Corporate Social Responsibility (CSR) projects.
Due to continued growth in our Manchester office, we are recruiting a qualified Audit Senior Associate to join our Audit/Assurance team.
We are looking for an Audit Senior Associate (newly qualified or qualified senior) to join our growing Manchester team.
You will be joining the leading firm of auditors to the charity sector committed to delivering a quality service to a high profile portfolio of clients.