As a Senior Compliance Officer, you will work closely with other departments to support our business objectives, manage risk, and promote a culture of compliance across the organisation.
Our client is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the remote role comes with an attractive salary package £90k-£100k package including Bonus, Share options, Pension etc...
Do you have Senior Compliance Officer experience in Wealth Management / Financial Planning sector, and are you seeking a new hybrid job?
Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space.
The company offers fantastic work culture and flexible working arrangement.
Responsibilities
prepare and review documentation for high-risk clients and escalate to MLRO if any issue arise.
Human Capital Partners are partnering with a high growth Fintech business to recruit their Senior Compliance Associate.
Our clients risk department is organised around five principal risks (Regulatory Risk, Operational Risk, Financial Crime, Data Protection, and Legal) and is led by the Chief Risk Officer (SMF16/17).
The focus of this role is to oversee the embedding and ongoing development of the risk management framework and supporting processes within the first line of defence, with a particular focus on regulatory risk and assurance and providing an appropriate balance of support, guidance, and challenge to achieve regulatory compliance and good customer outcomes.
Support in production and delivery of the International Compliance priorities and planning.
Designing and maintaining the compliance suite of exception reports, thematic reviews and monitoring activities, providing timely information of these activities to the CRCO for reporting at relevant committees.
General
Rate/Salary: £60,000-90,000 annual salary dependent upon experience
MERJE is collaborating with a prestigious UK bank to find a Senior Manager of Regulatory and Compliance Oversight to join their growing team in London.
In this role, you will play a vital part in upholding the bank's reputation and fostering a robust compliance culture.
Utilising your relationship-building and communication abilities, you will oversee compliance to ensure the bank complies with regulatory standards.
A small European Bank has an exciting opportunity for an experienced Compliance Manager.
Your responsibilities will include
Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are communicated to the London branch.
Being the central point of contact for staff/law enforcement agencies regarding the reporting of suspicions/enquiries.
Serve as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across all applicable entities and compliance programme requirements.
General
Summary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities.
As a senior member of the team, you should demonstrate proactivity, hands-on engagement, a keenness for learning and progression, and a strong grasp of FS business models and regulatory landscapes.
MERJE has partnered with an international law firm and we're on the lookout for an experienced Compliance professional to join their growing Financial Regulation Compliance team in London.
Some of your responsibilities will include
Offering advisory compliance technical assistance to key clients within the financial services sector, while also aiding new market participants and mid-tier clients.