As a Senior Compliance Officer, you will work closely with other departments to support our business objectives, manage risk, and promote a culture of compliance across the organisation.
Do you have Senior Compliance Officer experience, and are you seeking a new hybrid job?
Our client is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the remote role comes with an attractive salary package £90k-£100k package including Bonus, Share options, Pension etc...
Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space.
The company offers fantastic work culture and flexible working arrangement.
Responsibilities
prepare and review documentation for high-risk clients and escalate to MLRO if any issue arise.
The Senior Regulatory Compliance will be responsible for leading product regulatory activities through monitoring, developing, and implementing strategies/programs to ensure compliance with the required chemical control laws.
The individual will lead product regulatory activities to ensure compliance with the appropriate chemical control laws for the global markets.
As such, the role requires expert knowledge of chemical control regulations.
We are currently working with a growing Lloyds Specialty Insurer who are after a Senior Compliance Analyst to join their regulatory team.
Provide up-to-date guidance to underwriters and claims staff to ensure adherence to applicable financial and trade sanctions measures imposed by UN resolutions and EU, UK and US sanctions legislation
With the compliance market starting to pick up, it's great to see one of our clients investing in their compliance function.
My client is a hugely well respected and successful Financial Services Partner who is looking for a skilled and qualified Compliance Officer to assist them in their current and ongoing period of growth.
Sterling Williams have a fantastic opportunity for a Senior Compliance Manager who will support the Head of Compliance (SMF16), deputising when necessary, in providing a proactive and timely delivery of compliance activities across an international Bank.
The candidate will help provide regulatory advice, monitoring, reporting, training and other compliance outputs as required.
5 years of experience in regulatory compliance, audit, or risk function
Joining a dedicated regulatory team in the Group's compliance department, which looks after multiple aspects related to financial and banking regulation.
Meraki Talent are working with one of the worlds largest online brokers, who offer a variety of products to their client.