Sterling Williams have a fantastic opportunity for a Senior Compliance Manager who will support the Head of Compliance (SMF16), deputising when necessary, in providing a proactive and timely delivery of compliance activities across an international Bank.
The candidate will help provide regulatory advice, monitoring, reporting, training and other compliance outputs as required.
My Investment Management client is looking for a Senior Compliance Manager to provide advice and guidance to the business on internal compliance matters.
Issue resolution on compliance matters
Manage trading restrictions and related activities
A small European Bank has an exciting opportunity for an experienced Compliance Manager.
Your responsibilities will include
Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are communicated to the London branch.
Being the central point of contact for staff/law enforcement agencies regarding the reporting of suspicions/enquiries.
MERJE is collaborating with a prestigious UK bank to find a Senior Manager of Regulatory and Compliance Oversight to join their growing team in London.
In this role, you will play a vital part in upholding the bank's reputation and fostering a robust compliance culture.
Utilising your relationship-building and communication abilities, you will oversee compliance to ensure the bank complies with regulatory standards.
A Global, leading Media Agency is looking for a Senior Accounting and Compliance Officer to join them in this exciting and hands-on role.
Accounting and Compliance Officer - Media Agency
This role sees you supporting the team in building a top-tier finance function, enhancing controls, and processes, and laying the groundwork for ongoing growth.
As a Senior Compliance Officer, you will work closely with other departments to support our business objectives, manage risk, and promote a culture of compliance across the organisation.
Do you have Senior Compliance Officer experience in Wealth Management / Financial Planning sector, and are you seeking a new hybrid job?
Our client is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the remote role comes with an attractive salary package £90k-£100k package including Bonus, Share options, Pension etc...
The successful candidate will play a crucial role in providing day-to-day advisory and oversight activities, assisting in the delivery of the compliance plan, and managing compliance relationships with assigned managed clients.
With support from the wider Compliance team, you will become the primary point of contact for assigned clients, developing a broad level of technical compliance knowledge with a particular focus on clients with conduct risk-related requirements.
Reed Finance is working with our client to hire a Senior Compliance Officer (fixed term contract) position that opens to candidates within the brokerage, FX, trading, capital market and investment space.
The company offers fantastic work culture and flexible working arrangement.
Responsibilities
prepare and review documentation for high-risk clients and escalate to MLRO if any issue arise.
I'm working with a well known media and advertising company that are looking for a VAT Senior Manager to focus on all aspects of the companies VAT compliance.
This is a great role for a dynamic individual to come in and lead the VAT compliance for the UK.
The role is also heavily focused on transformation and process improvement in order to minimise VAT risk and errors.