Wonderful opportunity to join a leading wealth client as a compliance manager, working across the region with a range of IFA Networks, to assist them on their regulatory requirements.
As a Compliance Manager/Partner your role is to deliver regulatory oversight to appointed representative firms and registered Individuals and ensure Treating Customers Fairly principles are embedded.
The role is key in the identification and resolution of customer, regulatory, reputational, and operational risks, which are a key component in establishing an effective control function.
Posted by JMK Resourcing Solutions • £24K/yr to £28K/yr
This newly created administrative role forms a vital part of the compliance team who deal with all the product data and the quality control of product.
The role is a 50/50 mix of data analysis and administration.
It's a great opportunity for a graduate level candidate to build on their data experience.
Posted by JMK Resourcing Solutions • £27K/yr to £28K/yr
This newly created Administrative role forms a vital part of the compliance team.
The successful candidate will have an exceptional level of attention to detail and be a whizz on Excel and used to using Vlookups and Pivot Tables, and comfortable working with large data sets.
It goes without saying that accuracy is a key element, both in keeping our own databases up to date, and being able to manipulate data to transfer to clients' systems.
Our client a well known, established manufacturer in Kent is in need of a compliance manager that can help maintain their exceptional standards.
Do you have a relevant industry qualification such as NEBOSH
Do you have previous experience at management level dealing with compliance, audit & certification requirements?
Responsibilities
Operatingacross all areas of the companyto ensure business and productcomplianceat national and international legislative and regulatory requirements is maintained to required standardspredominantly, but not limited to: ISO 9001, EN 15660, EN 12101-8, EN 1366-2, EN 1366-10, EN 13501-3, EN 13501-4, EN 15882-2, EN 1751).
Do you possess an in-depth knowledge of Financial Crime
My client is currently undertaking an exciting expansion of their Product team and are looking to bring in a Senior Product Manager focussed on the intersection of regulatory requirements and product functionality, ensuring good customer and charitable outcomes alongside regulatory compliance.
Asa Senior Product Manager for Regulation and Strategy you will
Develop and execute a comprehensive strategy for products that covers both current and future regulatory requirements.
Are you experienced in Regulatory Strategy and Product Development
Can you demonstrate that you have developed Products in a highly regulated business arena?
Posted by McGinnis Loy Associates Ltd • £60K/yr to £85K/yr
Personal Tax Manager OR Private Client Tax Senior Manager - SUPERB ROLE
McGinnis Loy Associates is proud to be working with a Top10 Accountancy Practice who have seen vast growth over the last five years and are now looking for a Personal Tax Manager OR Private Client Tax Senior Manager to join their growing team near Sevenoaks/Maidstone.
Reporting to the Personal Tax Partner, the role would ideally suit a CTA and ATT Qualified, or ACA/ACCA Qualified tax specialist from a Top50 or Regional Accountancy practice, or a Tax Boutique.