This is an exciting opportunity to join a well-established firm based in Flintshire operating in the wealth management space who are seeking an experienced Senior Compliance Manager to support their next period of growth.
The role will involve taking responsibility for the following
The Senior Compliance Manager will require the requisite knowledge and skills to review and update regulatory policies and procedures, handle FCA technical queries, monitor regulatory changes, conduct file reviews, and contribute to staff and board meetings and publications.
Responsible for providing expert compliance advice and guidance to the directors and staff within the business, ensuring adherence to regulatory requirements and promoting a culture of compliance within the business.
Posted by Broadgate Search Ltd • £70K/yr to £100K/yr
General
The Senior Compliance Advisory Manager is responsible for ensuring that the company complies with all relevant laws, regulations, and internal policies.
They will provide guidance and support to the business units to ensure compliance with applicable rules and regulations, as well as identify and mitigate compliance risks.
Some Responsibilities
Provide guidance and support to business units on compliance matters, including reviewing and approving new products, services, marketing materials and remuneration.
Posted by Hays Specialist Recruitment Limited • £45K/yr to £75K/yr
Corporate Tax Compliance Manager/Senior Manager (with flexible working arrangements) is required by one of the world's leading professional services organisations, covering 158 countries.
Your new company
This Firm works with some of the most successful organisations across the world, including dynamic entrepreneurs and thriving private businesses.
This role is for a meticulous Compliance Tax Senior Manager based in Belfast, who will manage and oversee the smooth running of a tax team who will be supporting clients with their Corporate Tax Compliance and Tax Accounting obligations.
The ideal candidate will have a strong understanding of tax regulations and an ability to lead a team effectively.
Our client is one of the world's leading professional services firms, with a significant presence in Belfast.