The Senior Compliance Advisory Manager is responsible for ensuring that the the business Group complies with all relevant laws, regulations, and internal policies.
They will provide guidance and support to the business units to ensure compliance with applicable rules and regulations, as well as identify and mitigate compliance risks.
Sterling Williams have a fantastic opportunity for a Senior Compliance Manager who will support the Head of Compliance (SMF16), deputising when necessary, in providing a proactive and timely delivery of compliance activities across an international Bank.
The candidate will help provide regulatory advice, monitoring, reporting, training and other compliance outputs as required.
The Senior Compliance Advisory Manager is responsible for ensuring the Group complies with all relevant laws, regulations and internal policies.
Wealth management client is looking for a Senior Compliance Advisory Manager to be based in Bath 2 days a week.
This full-time wealth management role comes with a salary of up to £75k and excellent benefits (bonus, 34 days holiday, 7% pension, life assurance, private medical, encouraged professional development)
My Investment Management client is looking for a Senior Compliance Manager to provide advice and guidance to the business on internal compliance matters.
Issue resolution on compliance matters
Manage trading restrictions and related activities
Corporate Tax Compliance Manager/Senior Manager (with flexible working arrangements) is required by one of the world's leading professional services organisations, covering 158 countries.
Your new company
This Firm works with some of the most successful organisations across the world, including dynamic entrepreneurs and thriving private businesses.
A small European Bank has an exciting opportunity for an experienced Compliance Manager.
Your responsibilities will include
Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are communicated to the London branch.
Being the central point of contact for staff/law enforcement agencies regarding the reporting of suspicions/enquiries.
MERJE is collaborating with a prestigious UK bank to find a Senior Manager of Regulatory and Compliance Oversight to join their growing team in London.
In this role, you will play a vital part in upholding the bank's reputation and fostering a robust compliance culture.
Utilising your relationship-building and communication abilities, you will oversee compliance to ensure the bank complies with regulatory standards.
The Senior Regulatory Compliance will be responsible for leading product regulatory activities through monitoring, developing, and implementing strategies/programs to ensure compliance with the required chemical control laws.
The individual will lead product regulatory activities to ensure compliance with the appropriate chemical control laws for the global markets.
As such, the role requires expert knowledge of chemical control regulations.
As the Senior Manager of Financial Reporting and Compliance, you will lead, manage, and develop the financial reporting and compliance service within this well known university.
Your responsibilities will encompass providing specialist support for financial transactions across various university departments, ensuring the integrity of finance systems, compliance with external regulations and internal policies, and overseeing the external audit process.
Key responsibilities
Lead and manage the Financial Reporting and Compliance Team, providing guidance and support to team members.