The Compliance Supervisor position is based at the company's HQ in Horsham.
One of the UK's most successful IFA networks has partnered with Vision-FS Recruitment to find an experienced Compliance Supervisor for its rapidly expanding Compliance team.
The 30-year old Horsham-based business specialises in giving expert retirement advice to it's vast number of clients across the UK.
The successful candidate will assist with creating a positive compliance culture across the network, helping firms deliver robust best practices and also mitigate risk.
Your main duties and responsibilities would be -
Reed Specialist Recruitment are proud to be representing one of the UK's leading financial advice networks, who are looking for a new Compliance Supervisor to join their Head Office, based in Horsham.
Reporting to the Adviser Support Section Leader, the Compliance Consultant's core function is to review and assess the quality of evidence within the client's records in respect to the suitability and compliance across Investments, Insurance and Mortgage products.
One of the UK's most successful, award-winning Financial Planning groups has partnered with Vision-FS Recruitment to find a suitable Compliance Consultant for its rapidly expanding team.
The 30-year old business specialises in giving expert retirement advice to it's vast number of clients across the UK.