Posted by London Stock Exchange • £20K/yr to £100K/yr
With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs.
We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect from us.
LSEG is more than a diversified global financial markets infrastructure and data business.
To assist the Compliance & Risk Team in all areas of general compliance and risk administration, with specific focus on dealing with business queries, sanctions issues, counterparty due diligence, security assessments, and the compliance monitoring plan.
Managing all aspects of administration in relation to FCA and other regulatory requirements, compliance and risk management.
General
An established and highly respected Lloyd's Insurance Brokerage is currently recruiting for a Compliance and Risk Assistant for their London team.
We move quickly and thoughtfully to help address the risks that are inherent with being the world's leading financial news and information company.
Bloomberg's Chief Risk Office (CRO) Department plays a critical role in supporting our businesses and operations around the world.
Our team is made up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems.
Our client, a well-established Insurance Managing General Underwriter, are looking to recruit a Compliance Officer to support the Company Secretary in managing corporate governance including SMCR, making company filings, preparing agendas and collating materials for Board and sub-committee meetings.
Candidates must have experience working in a regulated firm's risk and/or compliance environment, preferably Insurance, as well as a good understanding of the FCA GI regulatory environment.
You will be responsible for minute-taking and following up any open actions, as required as well as assisting with the monitoring of risks within the risk register, reporting risk incidents, assessing the operation of stated control environments to manage and mitigate risks and preparing the necessary management information and reporting of risk KPIs to the Board.
The Compliance function is evolving the way in which it manages risk, placing greater emphasis on understanding and measuring the key controls operated by business divisions.
The Chief Risk Office function has Group-wide responsibility for the management and control of all credit, market, operational, enterprise and liquidity risks and has the responsibility of continual development of methods for risk measurement, frameworks and creating a bank wide strong risk culture.
Compliance is developing a risk-based programme of ongoing monitoring, designed to check that key controls are being performed correctly by the business.
The Compliance function is evolving the way in which it manages risk, placing greater emphasis on understanding and measuring the key controls operated by business divisions.