The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world.
We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and information company.
Our team is made of up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems.
The Risk and Compliance department develops and maintains the firm's Risk Management policies and procedures and ensures that they are implemented and adhered to across the firm.
Our client, a full service law firm is looking for a Risk & Compliance Assistant to support the Director of Risk and Compliance on a full time basis to assist the team with the management of complaints and claims received from clients and any associated litigation, and to provide high level administrative and technical support to the team.
They also provide guidance, updates, general advice and where necessary training on regulatory and compliance issues.
An exciting opportunity has arisen for an experienced Risk and Compliance Manager to join a digital assets firm as part of their risk and compliance team in their London or Luxembourg office.
The Risk and Compliance Manager will be involved in
Challenging existing processes to ensure we are performing controls in line with and/or exceeding industry standards.
Assessing new products, clients, crypto assets/blockchains and geographies.
Implementing and maintaining the operation of effective systems and controls to mitigate business risks and to ensure compliance with FCA Regulation and the regulatory framework for ARs.
To assist in the provision of high-quality compliance governance and supervision.
Reporting to the Managing Director, you will play an important role in ensuring compliance with relevant legislation and procedures.
Bloomberg's Risk, Legal, & Compliance Departments play a critical role in supporting our businesses and operations around the world.
We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and information company.
Our team is made of up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems.
As a Risk and Compliance Officer, you will assist in mitigating the regulatory compliance risks inherent in the bank's Business.
General
Our client is a leading foreign bank, they are recruiting a Risk and Compliance Officer to join their team.
This role will report into the Compliance Manager, however, the Head of Risk and Regulatory Compliance has the overall responsibility of the department.
Lloyd Recruitment Services are delighted to be recruiting on behalf of a specialist finance provider that seek an experienced Compliance Officer to join their Compliance & Risk team.
The client is an award winning organisation with a modern, flexible approach.
They have set new standards in their industry sector and have achieved continual growth as a result of their success.