The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world.
We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and information company.
Our team is made of up of talented and hardworking professionals who think creatively and work collaboratively in an open environment to deliver results, drive innovation, and solve difficult problems.
And we all work together to be brilliant for customers, every single day.DLG's growth is supported by our Risk function.
At Direct Line Group, insurance is just the start.
Combining decades of industry experience with talented people in every field from data, technology, customer care and auto repair, to HR, finance and procurement , we're a customer-obsessed market powerhouse.
An exciting opportunity has arisen for an experienced Risk and Compliance Manager to join a digital assets firm as part of their risk and compliance team in their London or Luxembourg office.
The Risk and Compliance Manager will be involved in
Challenging existing processes to ensure we are performing controls in line with and/or exceeding industry standards.
Assessing new products, clients, crypto assets/blockchains and geographies.
Implementing and maintaining the operation of effective systems and controls to mitigate business risks and to ensure compliance with FCA Regulation and the regulatory framework for ARs.
To assist in the provision of high-quality compliance governance and supervision.
Reporting to the Managing Director, you will play an important role in ensuring compliance with relevant legislation and procedures.
Lloyd Recruitment Services are delighted to be recruiting on behalf of a specialist finance provider that seek an experienced Compliance Officer to join their Compliance & Risk team.
The client is an award winning organisation with a modern, flexible approach.
They have set new standards in their industry sector and have achieved continual growth as a result of their success.
The Risk & Compliance team plays a key role in protecting our customers and the business and works closely with the rest of the business.
This Compliance Manager role will be a subject matter expert in investments and funds, and be responsible for advising on and overseeing the business's investing products, as well as broader Compliance duties.