Wonderful opportunity to join a leading wealth client as a compliance partner, working across the Southeast with a range of IFA Network
As a Compliance Partner your role is to deliver regulatory oversight to appointed representative firms and registered Individuals and ensure Treating Customers Fairly principles are embedded.
The role is key in the identification and resolution of customer, regulatory, reputational, and operational risks, which are a key component in establishing an effective control function.
Do you have a relevant industry qualification such as NEBOSH
Do you have previous experience at management level dealing with compliance, audit & certification requirements?
Responsibilities
Operatingacross all areas of the companyto ensure business and productcomplianceat national and international legislative and regulatory requirements is maintained to required standardspredominantly, but not limited to: ISO 9001, EN 15660, EN 12101-8, EN 1366-2, EN 1366-10, EN 13501-3, EN 13501-4, EN 15882-2, EN 1751).
General
Our client a well known, established manufacturer in Kent is in need of a compliance manager that can help maintain their exceptional standards.
Posted by Pioneer Selection Ltd • £50K/yr to £60K/yr
General
If you're passionate about driving health, safety, environmental, and compliance initiatives and want to work with a progressive company, this is the role for you!
We're seeking an experienced HSEC, Risk, Systems & Assurance Advisor to join our team in Gravesend, Kent.
Posted by KHR Recruitment Specialists • £28K/yr to £30K/yr
If you have circa 2 years worth of experience in a similar Account Handler role and a desire to learn then the company will offer you all the support and training you will need.
A fantastic opportunity has arisen for an experienced Account Handler to join a company that is going through a period of growth.