The Group Compliance Function's aim is to proactively support Willis Towers Watson to generate sustainable value, helping the company to deliver good client outcomes, manage its conduct, protect against regulatory risk, and to maintain strong regulatory relationships.
We aim to be a trusted partner to the business.
Within Willis Towers Watson's internal control system, we form part of the Second Line of Defence, as a function independent from daily business activities.
Working for Compliance means translating regulation into action, making sure the industry understands and adheres to legislation intended to protect the public's interest.
We are looking for 5 Assistant compliance managers on a fixed term basis.
We are looking for IT Risk & Compliance Consultant to oversee the implementation of several Operational Resiliency processes to ensure compliance against various internal polices and regulatory requirements.
The role will work very closely with other global upstream and downstream functions/teams during the design, implementation and execution phases of the various programmes.
Key job responsibilities for this role include
Perform a business impact assessment (BIA's) for key business and support functions.
Responsibilities (brief): Responsible for assisting the business in management of its Conduct Risk Framework, embedding the Consumer Duty and related tasks
Support the CO/DCO in embedding, promoting and supporting a transparent, positive and proportionate culture of compliance across the business
To provide expert advice to the business on regulatory matters in support of the development of the syndicate and agency
An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today's changing world.
Ideas People Trust; We're BDO.
We work with the companies that are Britain's economic engine - ambitious, entrepreneurially-spirited and high-growth businesses that fuel the economy - and directly advise the owners and management teams that lead them.
Reports to the Head of Global Framework Compliance, this role is responsible for managing a multi-discipline team that maintains and oversees the delivery of the Compliance Framework disciplines of Regulatory Change Management, Compliance Rule Mapping, Compliance Risk Assessments and Compliance Monitoring.
Compliance Framework looks to ensure a deep understanding of and adherence to the in-scope disciplines of Compliance Framework by Regulatory Entity and (Global) Practice Compliance officers globally.
This manager in Compliance Framework also oversees the maintenance of Northern Trust governance documents database (OneBook) as well as Compliance-owned governance documents; and manages partners who provide reporting to the Global Compliance Committee and Compliance and Ethics Oversight Committees on the Compliance Framework and Compliance-owned Risk Profiles.
Manage trading restrictions and related activities
My Investment Management client is looking for a Senior Compliance Manager to provide advice and guidance to the business on internal compliance matters.