Posted by Premier Jobs UK Limited • £60K/yr to £70K/yr
As Head of Compliance, you will hold SMF16 for the firm and report to the FCA.
As Head of Compliance, you will be overseeing the development and implementation of their compliance processes to continue to meet new and existing regulatory requirements
This Head of Compliance job in East Birmingham provides opportunity to join a growing, regional wealth management firm.
Posted by Premier Jobs UK Limited • £40K/yr to £50K/yr
You should be accountable for driving the adoption of the T&C for new and existing team members, ensuring quality and compliant financial advice is provided at all times.
As T&C Manager, you will be responsible for ensuring the business adheres to the policies set internally and by the FCA.
This T&C Manager job in East Birmingham provides opportunity to join a growing, regional wealth management firm.