Key responsibilities of the Regulatory Compliance Manager
Maintain and oversee the IBIC Log of regulatory incidents and issues, ensuring timely notifications, responses and escalations as required.
Act as the primary liaison with the Solicitors Regulation Authority (SRA), managing self reporting, audits, applications, and enquiries with confidence.
General
We have an exciting opportunity for a proactive Regulatory Compliance Manager to spearhead our compliance initiatives and ensure we meet and exceed industry standards.
In this role, you will sit within the Compliance Risk Management Office (CRMO) and report to a Compliance Risk Assessment (CRA) VP responsible for the facilitation and execution of compliance risk assessments globally.
Job Title: Non-Financial Risk (NFR) - Investment Bank Business Line Operational Risk.
Corporate Title
Assistant Vice President.
General
You will work with the Non-Financial Risk Management (NFRM) function whose purpose is to ensure that the banks Non-Financial Risk exposure is adequately managed in-line with the group wide risk appetite and NFRM framework.